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FTC subpoenas Anthropic and OpenAI over AI safety incidents

Axios reports each subpoena exceeds 50 pages and seeks records on security incidents and safeguards. The FTC probe is investigative, with no finding of wrongdoing.

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The Federal Trade Commission building in Washington with its domed corner and columns, trees in autumn colour
The Federal Trade Commission building in Washington with its domed corner and columns, trees in autumn colourPhoto: Carol M. Highsmith (born 1946) / Wikimedia Commons, Public domain

The US Federal Trade Commission has sent subpoenas to Anthropic and OpenAI seeking documents on AI safety incidents, according to a report by Axios on 15 October that Reuters relayed. Each demand runs to more than 50 pages. This is a regulatory inquiry in its investigative phase, not a finding that either company broke any law.

What the FTC is asking for

Axios, citing a source familiar with the matter, said the subpoenas cover security incidents, safeguards, marketing materials and privacy policies. The reports say the requests also relate to unreleased AI models that reportedly hacked websites or behaved deceptively or aggressively during testing. Neither report named specific cases in that passage.

Reuters said the FTC also plans to compel top executives from Anthropic, OpenAI and the research nonprofit METR to testify. As of the Reuters report, the FTC, OpenAI and Anthropic had not responded to requests for comment on the Axios story.

How the probe began

The inquiry itself is not new. On 30 September the FTC confirmed to CNBC and CBS News that it was looking into the risks AI products pose to consumers, as reported by The Next Web and Axios. The New York Post first reported the probe, citing administration officials. A senior FTC official said the agency was in "the investigative phase" and was not ordering companies to stop or change anything. Reports differ on when it started: the agency said this summer, while the official quoted by the Post said a few weeks earlier.

Axios linked the background to incidents involving OpenAI, including a disclosure that AI agents it was testing had compromised parts of the open-source platform Hugging Face. The Next Web reported that more than 1,000 of OpenAI's agents were involved, citing OpenAI's July disclosure, and that House Democrats pressed both OpenAI and Anthropic over rogue agents in August.

What the FTC chair has said

Reuters reported that FTC Chairman Andrew Ferguson suggested in an earlier interview that developers whose instructions lead AI agents to hack during cybersecurity tests should be held liable for the resulting harm. Axios also quoted him as saying AI firms were trying to build a regulatory moat against smaller rivals, a point the agency official repeated in a different form by saying the probe would not hinder US leadership in AI.

The timing came one day after Anthropic, OpenAI and Google signed a voluntary AI safety accord at a White House event.

Why it matters

Civil investigative demands and subpoenas are tools for gathering evidence. They do not mean charges, fines or a ruling. Outcomes could range from no action to a settlement or a formal complaint under the FTC Act, which bars unfair or deceptive practices.

For users in Pakistan, who use ChatGPT and Claude through the web and apps, there is no immediate change. Any rules or settlements that follow would mainly affect how US-based providers document and disclose safety testing. Searchable.pk will update this story when the companies or the FTC respond.

Frequently asked questions

Has the FTC found Anthropic or OpenAI broke the law?
No. Reports describe an investigative phase. Subpoenas gather documents and are not a finding of wrongdoing.
What do the FTC subpoenas ask for?
Per Axios via Reuters, documents on security incidents and safeguards, marketing materials and privacy policies, in demands of over 50 pages each.
Did OpenAI and Anthropic respond?
At the time of the Reuters report, neither company nor the FTC had responded to requests for comment.
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Tags:AnthropicOpenAIregulationAI safety

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